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Detailed Report
WILLIAM R. THOMPSON
WILLIAM THOMPSON, Bill Thompson, William Raymond Thompson
CRD#: 7307290
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 1020 SOUTHHILL DR
SUITE 350
CARY, NC 27513
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 7/17/2024
IA
North Carolina 12/4/2020
IA
California 7/17/2024
B
Ohio 9/11/2024
B
Florida 1/6/2021
IA
Ohio 9/13/2024
IA
Florida 1/12/2021
B
Oregon 4/14/2023
B
Georgia 12/11/2020
IA
Oregon 5/8/2023
IA
Georgia 12/17/2020
B
Virginia 2/24/2023
B
Missouri 8/28/2023
IA
Virginia 3/6/2023
B
New York 8/10/2021
B
Wisconsin 1/6/2023
IA
New York 1/3/2023
IA
Wisconsin 1/17/2023
B
North Carolina 11/25/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
1020 SOUTHHILL DR SUITE 350, CARY, NC 27513
Registered with this firm since 12/4/2020
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
1020 SOUTHHILL DR SUITE 350, CARY, NC 27513
Registered with this firm since 11/6/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.