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Detailed Report
NICHOLAS SPENCER PYLES
Nick Pyles
CRD#: 7306651
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 EAGLE MOUNTAIN, UT
Registration History
2020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 2/18/2021
B
Nevada 2/18/2021
B
Alaska 2/18/2021
B
New Hampshire 2/18/2021
B
Arizona 2/18/2021
B
New Jersey 2/18/2021
B
Arkansas 2/18/2021
B
New Mexico 2/18/2021
B
California 2/18/2021
B
New York 2/18/2021
B
Colorado 2/18/2021
B
North Carolina 2/18/2021
B
Connecticut 2/18/2021
B
North Dakota 2/18/2021
B
Delaware 2/18/2021
B
Ohio 2/19/2021
B
District of Columbia 2/18/2021
B
Oklahoma 2/18/2021
B
Florida 2/18/2021
B
Oregon 2/18/2021
B
Georgia 2/18/2021
B
Pennsylvania 2/18/2021
B
Hawaii 2/18/2021
B
Puerto Rico 1/3/2025
B
Idaho 2/18/2021
B
Rhode Island 2/18/2021
B
Illinois 2/18/2021
B
South Carolina 2/18/2021
B
Indiana 2/18/2021
B
South Dakota 2/18/2021
B
Iowa 2/18/2021
B
Tennessee 2/18/2021
B
Kansas 2/18/2021
B
Texas 2/18/2021
B
Kentucky 2/18/2021
IA
Texas 3/4/2021
B
Louisiana 2/18/2021
B
Utah 2/17/2021
B
Maine 2/18/2021
IA
Utah 3/5/2021
B
Maryland 2/18/2021
B
Vermont 2/18/2021
B
Massachusetts 2/18/2021
B
Virgin Islands 1/3/2025
B
Michigan 2/18/2021
B
Virginia 2/18/2021
B
Minnesota 2/18/2021
B
Washington 2/18/2021
B
Mississippi 2/18/2021
B
West Virginia 2/18/2021
B
Missouri 2/18/2021
B
Wisconsin 2/18/2021
B
Montana 2/18/2021
B
Wyoming 2/18/2021
B
Nebraska 2/18/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 3/4/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
EAGLE MOUNTAIN, UT
Registered with this firm since 12/10/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.