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TOMAS CABEZA
Tom Cabeza
CRD#: 7306585
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
20202021202220232024202520262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2022 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 11/30/2022

B
Nevada 11/30/2022

B
Alaska 11/30/2022

B
New Hampshire 11/30/2022

B
Arizona 11/30/2022

B
New Jersey 11/30/2022

B
Arkansas 11/30/2022

B
New Mexico 11/30/2022

B
California 11/30/2022

B
New York 11/30/2022

B
Colorado 11/30/2022

B
North Carolina 11/30/2022

B
Connecticut 11/30/2022

B
North Dakota 11/30/2022

B
Delaware 11/30/2022

B
Ohio 11/30/2022

B
District of Columbia 11/30/2022

B
Oklahoma 11/30/2022

B
Florida 11/30/2022

B
Oregon 11/30/2022

B
Georgia 11/30/2022

B
Pennsylvania 11/30/2022

B
Hawaii 11/30/2022

B
Puerto Rico 11/30/2022

B
Idaho 11/30/2022

B
Rhode Island 11/30/2022

B
Illinois 11/30/2022

B
South Carolina 11/30/2022

B
Indiana 11/30/2022

B
South Dakota 11/30/2022

B
Iowa 11/30/2022

B
Tennessee 11/30/2022

B
Kansas 11/30/2022

B
Texas 11/30/2022

B
Kentucky 11/30/2022

IA
Texas 1/31/2023

B
Louisiana 11/30/2022

B
Utah 11/30/2022

B
Maine 11/30/2022

IA
Utah 12/9/2022

B
Maryland 11/30/2022

B
Vermont 11/30/2022

B
Massachusetts 11/30/2022

B
Virgin Islands 11/30/2022

B
Michigan 11/30/2022

B
Virginia 11/30/2022

B
Minnesota 11/30/2022

B
Washington 11/30/2022

B
Mississippi 11/30/2022

B
West Virginia 11/30/2022

B
Missouri 11/30/2022

B
Wisconsin 11/30/2022

B
Montana 11/30/2022

B
Wyoming 11/30/2022

B
Nebraska 11/30/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 12/9/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
PROVO, UT
Registered with this firm since 11/30/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/19/2021 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
12/14/2020 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.