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ROBERT JAMES HOBSON
CRD#: 7305057
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1501 K. STREET NW
WASHINGTON, DC 20005
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2023 - 2024 (1 year)IAOPPENHEIMER & CO. INC. (CRD# 249)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Arizona 7/19/2024

B
Nebraska 7/19/2024

B
California 7/19/2024

B
Nevada 7/19/2024

B
Colorado 7/19/2024

B
New Hampshire 7/19/2024

B
Connecticut 7/19/2024

B
New Jersey 7/19/2024

B
District of Columbia 6/11/2024

B
New York 7/19/2024

IA
District of Columbia 6/17/2024

B
North Carolina 7/19/2024

B
Florida 7/19/2024

B
North Dakota 7/19/2024

B
Georgia 7/19/2024

B
Ohio 7/19/2024

B
Hawaii 7/19/2024

B
Oklahoma 7/19/2024

B
Idaho 7/19/2024

B
Oregon 7/19/2024

B
Illinois 7/19/2024

B
Pennsylvania 7/19/2024

B
Indiana 7/19/2024

B
Rhode Island 7/19/2024

B
Iowa 7/19/2024

B
South Carolina 7/19/2024

B
Kansas 7/19/2024

B
South Dakota 7/19/2024

B
Kentucky 7/19/2024

B
Tennessee 7/19/2024

B
Louisiana 7/19/2024

B
Texas 7/19/2024

B
Maine 7/19/2024

B
Utah 7/19/2024

B
Maryland 7/19/2024

B
Vermont 7/19/2024

B
Massachusetts 7/19/2024

B
Virginia 7/19/2024

B
Michigan 7/19/2024

B
Washington 7/19/2024

B
Minnesota 7/19/2024

B
West Virginia 7/19/2024

B
Missouri 7/19/2024

B
Wisconsin 7/19/2024

B
Montana 7/19/2024

B
Wyoming 7/19/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K. STREET NW, WASHINGTON, DC 20005
Registered with this firm since 6/17/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K. STREET NW, WASHINGTON, DC 20005
Registered with this firm since 6/11/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2024 - 06/07/2024 OPPENHEIMER & CO. INC. (CRD#:249) VIENNA, VA
B
06/24/2023 - 06/07/2024 OPPENHEIMER & CO. INC. (CRD#:249) VIENNA, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.