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Detailed Report
Lawrence Graham Stidham
Lawrence G Stidham
CRD#: 7304426
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 3500 Blue Lake Dr
Ste 280
Birmingham, AL 35243
Registration History
2021202220232024202520262 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 4/13/2022
B
Georgia 4/18/2023
IA
Alabama 4/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3500 Blue Lake Dr Ste 280, Birmingham, AL 35243
Registered with this firm since 4/14/2022
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3500 Blue Lake Dr Ste 280, Birmingham, AL 35243
Registered with this firm since 4/13/2022
Previous Registration(s)
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IA
 06/02/2021 - 08/06/2021 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Nashville, TN
B
 03/08/2021 - 08/06/2021 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Nashville, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.