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Detailed Report
Kun Qian
CRD#: 7304285
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 196 Bellevue Way NE
One88 Bellevue Building
BELLEVUE, WA 98004
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAHSBC SECURITIES (USA) INC. (CRD# 19585)2023 - Present (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2022 - Present (2 years)
License(s)

State Registrations

B
California 4/17/2024
IA
New York 5/2/2024
B
Florida 4/18/2024
B
Oregon 7/26/2024
B
Montana 4/22/2024
B
Washington 12/7/2022
IA
Montana 4/22/2024
IA
Washington 9/1/2023
B
New York 5/2/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
196 Bellevue Way NE One88 Bellevue Building, BELLEVUE, WA 98004
Registered with this firm since 9/1/2023
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
196 Bellevue Way NE One88 Bellevue Building, BELLEVUE, WA 98004
Registered with this firm since 11/7/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.