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Gregory Paul Gottlieb
Greg Paul Gottlieb
CRD#: 7303256
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 4/28/2021

B
Nevada 4/28/2021

B
California 4/28/2021

B
New Hampshire 4/28/2021

IA
California 4/10/2024

B
New Jersey 4/24/2021

B
Colorado 4/28/2021

IA
New Jersey 4/26/2021

B
Delaware 4/28/2021

B
New York 4/24/2021

B
District of Columbia 5/2/2024

IA
New York 2/1/2022

B
Florida 4/28/2021

B
North Carolina 4/28/2021

B
Georgia 2/15/2023

B
Pennsylvania 4/28/2021

B
Hawaii 4/28/2021

B
Rhode Island 4/28/2021

B
Maine 4/28/2021

B
South Carolina 4/28/2021

B
Maryland 4/28/2021

B
Texas 4/28/2021

B
Massachusetts 4/28/2021

IA
Texas 8/1/2022

B
Michigan 4/28/2021

B
Vermont 4/28/2021

B
Montana 4/28/2021

B
Virginia 4/28/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 4/26/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 2/17/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.