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TIMOTHY JOSEPH WALSH
CRD#: 730162
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3075 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE, CA 91361
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - Present (8 years)BMORGAN STANLEY DW INC. (CRD# 7556)1985 - 2005 (19 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1981 - 1983 (2 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2005 (7 years)
License(s)

State Registrations

B
Arizona 9/1/2016

B
Nevada 9/1/2016

B
California 9/1/2016

B
New Jersey 9/1/2016

IA
California 9/1/2016

B
New York 9/1/2016

B
Colorado 9/29/2021

B
North Carolina 6/27/2024

B
Florida 9/1/2016

B
Oregon 1/3/2017

B
Georgia 9/1/2016

B
Tennessee 9/1/2016

B
Hawaii 9/1/2016

B
Texas 9/1/2016

B
Idaho 9/1/2016

IA
Texas 7/30/2019

B
Illinois 1/13/2020

B
Virginia 1/29/2019

B
Mississippi 9/16/2016

B
Washington 9/1/2016

B
Montana 8/20/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 9/1/2016

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 09/06/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) WOODLAND HILLS, CA
B
01/01/2008 - 09/06/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) WOODLAND HILLS, CA
B
11/08/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SHERMAN OAKS, CA
IA
11/08/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SHERMAN OAKS, CA
IA
07/30/1998 - 11/11/2005 MORGAN STANLEY (CRD#:7556) SHERMAN OAKS, CA
B
12/07/1985 - 11/11/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/18/1981 - 12/14/1983 DEAN WITTER REYNOLDS INC. (CRD#:7556)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.