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Detailed Report
Kathryn Louise Bates
CRD#: 7301485
IA
Investment Adviser
HFG WEALTH MANAGEMENT, LLCCRD#: 148406 1790 HUGHES LANDING BLVD
SUITE 575
THE WOODLANDS, TX 77380
Registration History
2020202120222023202420252026IAHFG WEALTH MANAGEMENT, LLC (CRD# 148406)2021 - Present (4 years)IASTARFOX FINANCIAL SERVICES, LLC (CRD# 142758)2020 - 2021 (<1 year)
License(s)

State Registrations

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Texas 2/12/2021
Current Registration(s)
IA
HFG WEALTH MANAGEMENT, LLC (CRD#:148406)
1790 HUGHES LANDING BLVD SUITE 575, THE WOODLANDS, TX 77380
Registered with this firm since 2/12/2021
Previous Registration(s)
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 12/02/2020 - 01/12/2021 STARFOX FINANCIAL SERVICES, LLC (CRD#:142758) THE WOODLANDS, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.