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Diana Y Carrillo
Diana Yvette Aguilar, Diana Yvette Carrillo, Diana Carrillo
CRD#: 7301453
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 12240 NORTH TATUM BLVD.
PHOENIX, AZ 85032
Registration History
2020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 11/10/2021

B
North Carolina 8/16/2024

IA
Arizona 9/9/2022

B
Ohio 8/18/2022

B
California 12/21/2020

B
Puerto Rico 12/22/2024

IA
California 3/5/2021

B
South Carolina 3/14/2024

B
Colorado 2/16/2025

B
Texas 3/5/2021

B
Florida 12/18/2024

IA
Texas 3/18/2021

B
Michigan 10/7/2024

B
Washington 2/16/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
12240 NORTH TATUM BLVD., PHOENIX, AZ 85032
12038 N. 32 STREET, PHOENIX, AZ 85028
Registered with this firm since 3/5/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
12240 NORTH TATUM BLVD., PHOENIX, AZ 85032
12038 N. 32 STREET, PHOENIX, AZ 85028
Registered with this firm since 11/25/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.