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Detailed Report
RICHARD DONALD STUART
Richard Donald Stuart Jr, Richard Stuart, Rick Donald Stuart Jr, Ricky Donald Stuart JR
CRD#: 7301257
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/22/2021
B
Montana 3/22/2021
B
Alaska 3/22/2021
B
Nebraska 3/22/2021
B
Arizona 3/22/2021
B
Nevada 3/22/2021
B
Arkansas 3/22/2021
B
New Hampshire 3/22/2021
B
California 3/22/2021
B
New Jersey 3/22/2021
B
Colorado 3/22/2021
B
New Mexico 3/22/2021
B
Connecticut 3/22/2021
B
New York 3/22/2021
B
Delaware 3/22/2021
B
North Carolina 3/22/2021
B
District of Columbia 3/22/2021
B
North Dakota 3/22/2021
B
Florida 1/14/2021
B
Ohio 3/23/2021
IA
Florida 4/13/2021
B
Oklahoma 3/22/2021
B
Georgia 3/22/2021
B
Oregon 3/22/2021
B
Hawaii 3/22/2021
B
Pennsylvania 3/22/2021
B
Idaho 3/22/2021
B
Puerto Rico 3/22/2021
B
Illinois 3/22/2021
B
Rhode Island 3/22/2021
B
Indiana 3/22/2021
B
South Carolina 3/22/2021
B
Iowa 3/22/2021
B
South Dakota 3/22/2021
B
Kansas 3/22/2021
B
Tennessee 3/22/2021
B
Kentucky 3/22/2021
B
Texas 3/22/2021
B
Louisiana 3/22/2021
IA
Texas 4/7/2021
B
Maine 3/22/2021
B
Utah 3/22/2021
B
Maryland 3/22/2021
B
Vermont 3/22/2021
B
Massachusetts 3/22/2021
B
Virginia 3/22/2021
B
Michigan 3/22/2021
B
Washington 3/22/2021
B
Minnesota 3/22/2021
B
West Virginia 3/22/2021
B
Mississippi 3/22/2021
B
Wisconsin 3/22/2021
B
Missouri 3/22/2021
B
Wyoming 3/22/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
Registered with this firm since 4/7/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
JACKSONVILLE, FL
Registered with this firm since 1/14/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.