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Detailed Report
Michael A Drooby
CRD#: 7299505
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Investment Adviser
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Previous Broker
TRANSCENDENT CAPITAL GROUPCRD#: 316872 1008 SOUTH BRYANT AVENUE
SUITE 250
EDMOND, OK 73034
Registration History
20202021202220232024202520262 FIRMS2021 - 2023 (2 years)IATRANSCENDENT CAPITAL GROUP (CRD# 316872)2023 - Present (1 year)BBANKERS LIFE SECURITIES, INC. (CRD# 173962)2020 - 2021 (<1 year)IABANKERS LIFE ADVISORY SERVICES... (CRD# 281285)2021 - 2021 (<1 year)
License(s)

State Registrations

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Oklahoma 9/19/2023
Current Registration(s)
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TRANSCENDENT CAPITAL GROUP (CRD#:316872)
1008 SOUTH BRYANT AVENUE SUITE 250, EDMOND, OK 73034
Registered with this firm since 9/19/2023
Previous Registration(s)
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 04/05/2021 - 07/20/2023 OSAIC WEALTH, INC. (CRD#:23131) Edmond, OK
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 04/05/2021 - 07/20/2023 OSAIC WEALTH, INC. (CRD#:23131) Edmond, OK
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 01/28/2021 - 03/22/2021 BANKERS LIFE ADVISORY SERVICES, INC. (CRD#:281285) Oklahoma City, OK
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 11/05/2020 - 03/22/2021 BANKERS LIFE SECURITIES, INC. (CRD#:173962) Oklahoma City, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.