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Detailed Report
Ramsha Khan
CRD#: 7299209
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3235 Satellite Blvd Building 400, Suite 300
Duluth, GA 30096
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3235 SATELLITE BLVD
BLDG 400 SUITE 300
DULUTH, GA 30096
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Georgia 12/16/2024
IA
Georgia 12/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3235 Satellite Blvd Building 400, Suite 300, Duluth, GA 30096
Registered with this firm since 12/17/2024
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3235 SATELLITE BLVD BLDG 400 SUITE 300, DULUTH, GA 30096
Registered with this firm since 12/16/2024
Previous Registration(s)
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IA
 04/05/2024 - 07/23/2024 EDWARD JONES (CRD#:250) SANDY SPRINGS, GA
B
 04/05/2024 - 07/23/2024 EDWARD JONES (CRD#:250) SANDY SPRINGS, GA
IA
 06/18/2021 - 10/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 01/12/2021 - 10/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.