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ROBIN CHRISTOPHER BALLARD
ROBIN CHRISTOPHE BALLARD
CRD#: 729773
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 9655 GRANITE RIDGE DR; SUITE 200-2084
SAN DIEGO, CA 92123
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1990 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)1997 - Present (27 years)BLPL FINANCIAL LLC (CRD# 6413)1993 - Present (31 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1990 - 1993 (3 years)BFITZGERALD, DEARMAN & ROBERTS,... (CRD# 317)1988 - 1990 (1 year)BR A F FINANCIAL CORPORATION (CRD# 1398)1985 - 1990 (4 years)BYAEGER SECURITIES, INC. (CRD# 10118)1988 - 1988 (<1 year)BBRADLEY & ASSOCIATES, INC. (CRD# 14208)1984 - 1985 (<1 year)BVANTAGE SECURITIES OF COLORADO... (CRD# 8622)1981 - 1984 (3 years)
Disclosure(s)
View By:
8/13/1983
Regulatory
Final
License(s)

State Registrations

B
California 11/16/1993

B
New York 8/18/2014

IA
California 12/31/1997

B
Oregon 2/28/2000

B
Colorado 11/16/2015

B
Virginia 10/18/2016

B
Nevada 1/13/2012

B
Washington 5/19/2021

B
New Hampshire 6/24/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
9655 GRANITE RIDGE DR; SUITE 200-2084, SAN DIEGO, CA 92123
Registered with this firm since 12/31/1997

B
LPL FINANCIAL LLC (CRD#:6413)
9655 GRANITE RIDGE DR; SUITE 200-2084, SAN DIEGO, CA 92123
Registered with this firm since 11/17/1993

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/17/1990 - 11/23/1993 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
B
03/15/1989 - 02/13/1990 MOTELS OF AMERICA INVESTMENT CORP. (CRD#:17999)
B
02/12/1988 - 01/12/1990 FITZGERALD, DEARMAN & ROBERTS, INC. (CRD#:317)
FINRA expelled the firm on 09/27/1991
B
05/16/1989 - 01/02/1990 R A F FINANCIAL CORPORATION (CRD#:1398)
B
08/13/1985 - 01/02/1990 R A F FINANCIAL CORPORATION (CRD#:1398) DENVER, CO
B
08/08/1988 - 10/25/1988 YAEGER SECURITIES, INC. (CRD#:10118)
B
11/30/1984 - 08/26/1985 BRADLEY & ASSOCIATES, INC. (CRD#:14208)
FINRA expelled the firm on 12/28/1990
B
04/28/1981 - 12/06/1984 VANTAGE SECURITIES OF COLORADO, INC. (CRD#:8622)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.