• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Shondra Janeil Williams
Shondra J Mosley, Shondra Janeil Mosley, Shondra Mosley, Shondra J Williams, Shondra Williams
CRD#: 7297069
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 Fort Worth, TX
Registration History
2020202120222023202420252026IAADVICE AND PLANNING SERVICES (CRD# 20472)2022 - Present (2 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 1/4/2021

B
Montana 1/4/2021

B
Alaska 1/4/2021

B
Nebraska 1/4/2021

B
Arizona 1/4/2021

B
Nevada 1/4/2021

B
Arkansas 1/4/2021

B
New Hampshire 1/4/2021

B
California 1/4/2021

B
New Jersey 1/4/2021

B
Colorado 1/4/2021

B
New Mexico 1/4/2021

B
Connecticut 1/4/2021

B
New York 1/4/2021

B
Delaware 1/4/2021

B
North Carolina 1/4/2021

B
District of Columbia 1/4/2021

B
North Dakota 1/4/2021

B
Florida 1/4/2021

B
Ohio 1/4/2021

B
Georgia 1/4/2021

B
Oklahoma 1/4/2021

B
Hawaii 1/4/2021

B
Oregon 1/4/2021

B
Idaho 1/4/2021

B
Pennsylvania 1/4/2021

B
Illinois 1/4/2021

B
Rhode Island 1/4/2021

B
Indiana 1/4/2021

B
South Carolina 1/4/2021

B
Iowa 1/4/2021

B
South Dakota 1/4/2021

B
Kansas 1/4/2021

B
Tennessee 1/4/2021

B
Kentucky 1/4/2021

B
Texas 11/30/2020

B
Louisiana 1/4/2021

IA
Texas 8/31/2022

B
Maine 1/4/2021

B
Utah 1/4/2021

B
Maryland 1/4/2021

B
Vermont 1/4/2021

B
Massachusetts 1/4/2021

B
Virginia 1/4/2021

B
Michigan 1/4/2021

B
Washington 1/4/2021

B
Minnesota 1/4/2021

B
West Virginia 1/4/2021

B
Mississippi 1/4/2021

B
Wisconsin 1/4/2021

B
Missouri 1/4/2021

B
Wyoming 1/4/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
Fort Worth, TX
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034
Registered with this firm since 8/31/2022

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
Fort Worth, TX
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034
Registered with this firm since 11/16/2020

For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.