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Detailed Report
MICHAEL JOSEPH BAKALARS
CRD#: 729675
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 80 S 8TH ST STE 281
MINNEAPOLIS, MN 55402
Registration History
1985199019952000200520102015202020253 FIRMS1981 - 1983 (2 years)2 FIRMS2012 - Present (12 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1998 - 2012 (14 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1983 - 1998 (14 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2006 - 2012 (6 years)
License(s)

State Registrations

B
Alabama 10/15/2012
B
Minnesota 10/15/2012
B
Arizona 1/10/2024
IA
Minnesota 11/13/2013
B
California 10/15/2012
B
Missouri 1/8/2024
B
Colorado 2/5/2024
B
Montana 4/28/2021
B
Connecticut 1/8/2024
B
North Carolina 1/12/2024
B
Florida 10/15/2012
B
Rhode Island 6/11/2019
B
Georgia 1/9/2024
B
South Carolina 1/10/2024
B
Idaho 1/17/2024
B
South Dakota 10/15/2012
B
Illinois 10/15/2012
B
Texas 6/13/2014
B
Maine 1/9/2024
IA
Texas 6/13/2014
B
Maryland 1/10/2024
B
Washington 10/15/2012
B
Massachusetts 8/9/2024
B
Wisconsin 10/15/2012
B
Michigan 1/9/2024
IA
Wisconsin 10/26/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
80 S 8TH ST STE 281, MINNEAPOLIS, MN 55402
612 WASHINGTON AVE SE, MINNEAPOLIS, MN 55414
Registered with this firm since 10/26/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
80 S 8TH ST STE 281, MINNEAPOLIS, MN 55402
612 WASHINGTON AVE SE, MINNEAPOLIS, MN 55414
Registered with this firm since 10/15/2012
Previous Registration(s)
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IA
 04/10/2006 - 10/26/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) EDINA, MN
B
 03/02/1998 - 10/26/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) EDINA, MN
B
 12/12/1983 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
 05/06/1981 - 12/16/1983 IDS LIFE INSURANCE COMPANY (CRD#:6321)
B
 05/06/1981 - 12/16/1983 IDS MARKETING CORPORATION (CRD#:6363)
B
 05/06/1981 - 12/16/1983 INVESTORS DIVERSIFIED SERVICES, INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.