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Stephen Joseph Hough
CRD#: 7295438
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Omaha, NE
Registration History
2021202220232024202520262 FIRMS2023 - Present (1 year)BTD AMERITRADE, INC. (CRD# 7870)2021 - 2023 (2 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2022 - 2023 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 9/1/2023

B
Montana 9/1/2023

B
Alaska 9/1/2023

IA
Nebraska 8/14/2023

B
Arizona 9/1/2023

B
Nebraska 9/1/2023

B
Arkansas 9/1/2023

B
Nevada 9/1/2023

B
California 9/1/2023

B
New Hampshire 9/1/2023

B
Colorado 9/1/2023

B
New Jersey 9/1/2023

B
Connecticut 9/1/2023

B
New Mexico 9/1/2023

B
Delaware 9/1/2023

B
New York 9/1/2023

B
District of Columbia 9/1/2023

B
North Carolina 9/1/2023

B
Florida 9/1/2023

B
North Dakota 9/1/2023

B
Georgia 9/1/2023

B
Ohio 9/1/2023

B
Hawaii 9/1/2023

B
Oklahoma 9/1/2023

B
Idaho 9/1/2023

B
Oregon 9/1/2023

B
Illinois 9/1/2023

B
Pennsylvania 9/1/2023

B
Indiana 9/1/2023

B
Rhode Island 9/1/2023

B
Iowa 9/1/2023

B
South Carolina 9/1/2023

B
Kansas 9/1/2023

B
South Dakota 9/1/2023

B
Kentucky 9/1/2023

B
Tennessee 9/1/2023

B
Louisiana 9/1/2023

B
Texas 9/1/2023

B
Maine 9/1/2023

B
Utah 9/1/2023

B
Maryland 9/1/2023

B
Vermont 9/1/2023

B
Massachusetts 9/1/2023

B
Virginia 9/1/2023

B
Michigan 9/1/2023

B
Washington 9/1/2023

B
Minnesota 9/1/2023

B
West Virginia 9/1/2023

B
Mississippi 9/1/2023

B
Wisconsin 9/1/2023

B
Missouri 9/1/2023

B
Wyoming 9/1/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Omaha, NE
Registered with this firm since 9/1/2023

IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Omaha, NE
Registered with this firm since 8/14/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/10/2022 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Omaha, NE
B
01/05/2021 - 09/01/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
06/10/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.