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RICHARD M COHEN
CRD#: 7292080
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 501 N BROADWAY
ST LOUIS, MO 63102
Registration History
202120222023202420252 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Illinois 7/26/2021

IA
Missouri 7/26/2021

B
Missouri 7/26/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
501 N BROADWAY, ST LOUIS, MO 63102
Registered with this firm since 7/26/2021

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
501 NORTH BROADWAY, ST. LOUIS, MO 63102
Registered with this firm since 6/24/2021

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B
Broker
IA
Investment Adviser
Disclosures
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