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Detailed Report
Carissa May Adams
CRD#: 7291940
IA
Investment Adviser
B
Broker
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 12750 Merit Drive, Suite 1000
Dallas, TX 75251
OSAIC WEALTH, INC.CRD#: 23131 12750 Merit Dr
Ste 1000
Dallas, TX 75251
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

IA
Texas 10/17/2024
B
Texas 10/31/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#:146509)
12750 Merit Drive, Suite 1000, Dallas, TX 75251
Registered with this firm since 10/17/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
12750 Merit Dr Ste 1000, Dallas, TX 75251
Registered with this firm since 10/31/2024
Previous Registration(s)
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IA
 10/03/2022 - 10/14/2024 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
B
 07/08/2022 - 10/14/2024 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.