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Detailed Report
Grover Kelley McCarthy
Grover McCarthy
CRD#: 7290886
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Investment Adviser
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Previous Broker
STONEMARK WEALTH MANAGEMENTCRD#: 158413 201 S. LAKE AVENUE
SUITE 509
PASADENA, CA 91101
Registration History
2020202120222023202420252026IASTONEMARK WEALTH MANAGEMENT (CRD# 158413)2021 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2020 - 2021 (<1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2021 - 2021 (<1 year)
License(s)

State Registrations

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California 6/3/2021
Current Registration(s)
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STONEMARK WEALTH MANAGEMENT (CRD#:158413)
201 S. LAKE AVENUE SUITE 509, PASADENA, CA 91101
Registered with this firm since 6/3/2021
Previous Registration(s)
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 02/14/2021 - 06/03/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
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 12/02/2020 - 06/03/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.