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CINDY ABRAMOVIC
CINDY ABRAMOVICLINGG, CINDY LEE CARMIEN, CINDY LEE LINGG
CRD#: 728734
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1 Daytona Blvd Ste 270 FL 2nd
Daytona Beach, FL 32114
Registration History
1985199019952000200520102015202020252 FIRMS1994 - 2008 (14 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1994 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1994 (13 years)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1985 - 1985 (<1 year)
Disclosure(s)
View By:
3/18/2008
Customer Dispute
Settled
5/6/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/31/2017

B
Mississippi 3/25/2022

B
California 12/7/2022

B
Nevada 8/31/2017

B
Colorado 8/31/2017

B
New Jersey 8/31/2017

B
Florida 8/31/2017

B
New York 8/31/2017

IA
Florida 9/1/2017

B
North Carolina 8/31/2017

B
Georgia 8/31/2017

B
Ohio 6/3/2020

B
Hawaii 9/5/2017

B
Oregon 10/10/2017

B
Indiana 9/6/2017

B
Pennsylvania 8/31/2017

B
Kentucky 12/7/2023

B
South Carolina 8/31/2017

B
Louisiana 8/31/2017

B
Tennessee 8/31/2017

B
Maine 8/31/2017

B
Texas 8/31/2017

B
Maryland 8/31/2017

IA
Texas 8/31/2017

B
Massachusetts 9/20/2017

B
Virginia 8/31/2017

B
Michigan 8/31/2017

B
Washington 8/31/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Ormond Beach, FL
Registered with this firm since 8/31/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Ormond Beach, FL
Registered with this firm since 8/31/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 09/01/2017 MORGAN STANLEY (CRD#:149777) ORMOND BEACH, FL
B
06/01/2009 - 09/01/2017 MORGAN STANLEY (CRD#:149777) ORMOND BEACH, FL
IA
11/14/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORMOND BEACH, FL
B
11/14/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORMOND BEACH, FL
IA
05/13/1994 - 11/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
05/13/1994 - 11/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
07/25/1985 - 05/27/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
04/13/1981 - 05/27/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/20/1985 - 07/30/1985 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.