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Detailed Report
Andrew Douglas Richardson
ANDREW DOUGLAS RICHARDSON, Andrew D Richardson, Andrew Richardson
CRD#: 7287242
IA
Investment Adviser
B
Broker
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCCRD#: 38357 15303 N Dallas Parkway
Suite 1400
Addison, TX 75001
Registration History
2021202220232024202520262 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - 2025 (2 years)2 FIRMS2025 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2022 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Texas 4/2/2025
IA
Texas 4/2/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357)
15303 N Dallas Parkway Suite 1400, Addison, TX 75001
Registered with this firm since 4/2/2025
B
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357)
15303 N Dallas Parkway Suite 1400, Addison, TX 75001
Registered with this firm since 4/2/2025
Previous Registration(s)
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IA
 10/28/2022 - 03/28/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) MCKINNEY, TX
B
 10/28/2022 - 03/28/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) MCKINNEY, TX
IA
 01/28/2022 - 08/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
 10/28/2021 - 08/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
 05/14/2021 - 08/27/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
B
 01/25/2021 - 04/21/2021 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.