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Paul J Wakefield
Paul Jacob Wakefield
CRD#: 7287150
IA
B
EDWARD JONESCRD#: 250 217 N Hanover St
Carlisle, PA 17013
Carlisle, PA 17013
0
Disclosures
2
Years of Experience
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State Registrations
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Arkansas 12/6/2024
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North Dakota 12/6/2024
B
California 12/6/2024
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Ohio 12/9/2024
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District of Columbia 12/6/2024
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Oklahoma 12/6/2024
B
Florida 12/6/2024
B
Oregon 12/6/2024
B
Georgia 12/6/2024
B
Pennsylvania 10/7/2024
B
Idaho 12/6/2024
IA
Pennsylvania 10/7/2024
B
Maine 12/6/2024
B
Rhode Island 12/6/2024
B
Maryland 12/6/2024
B
South Carolina 12/6/2024
B
New Jersey 12/6/2024
B
Tennessee 12/6/2024
B
North Carolina 12/6/2024
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Virginia 12/6/2024
SRO Registrations
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IA
Registered with this firm since 10/7/2024
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Registered with this firm since 10/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/25/2022 - 09/24/2024 | Harrisburg, PA | |
B | 10/25/2022 - 09/24/2024 | HARRISBURG, PA | |
IA | 08/14/2020 - 11/10/2020 | Philadelphia, PA | |
B | 09/19/2020 - 11/10/2020 | Philadelphia, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.