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Detailed Report
SPENCER PAUL PEET
CRD#: 7286850
IA
Investment Adviser
B
Broker
KEY FINANCIAL, INC.CRD#: 116240 1045A ANDREW DRIVE
WEST CHESTER, PA 19380
OSAIC WEALTH, INC.CRD#: 23131 1045 ANDREW DRIVE
SUITE A
WEST CHESTER, PA 19380
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)IAKEY FINANCIAL, INC. (CRD# 116240)2022 - Present (3 years)BOSAIC WEALTH, INC. (CRD# 23131)2021 - Present (3 years)IAOSAIC WEALTH, INC. (CRD# 23131)2021 - 2024 (2 years)
License(s)

State Registrations

B
Pennsylvania 8/12/2021
IA
Pennsylvania 4/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY FINANCIAL, INC. (CRD#:116240)
1045A ANDREW DRIVE, WEST CHESTER, PA 19380
Registered with this firm since 4/27/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
1045 ANDREW DRIVE SUITE A, WEST CHESTER, PA 19380
Registered with this firm since 8/12/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/18/2021 - 03/12/2024 OSAIC WEALTH, INC. (CRD#:23131) SCOTTSDALE, AZ
IA
 08/13/2020 - 07/08/2021 FLORIDA FINANCIAL ADVISORS, INC. (CRD#:288811) Philadelphia, PA
B
 08/31/2020 - 05/24/2021 TRINITY WEALTH SECURITIES, L.L.C. (CRD#:104348) Philadelphia, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.