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Detailed Report
Brian Ray Snyder
Brian Snyder
CRD#: 7286821
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6805 Carnegie Boulevard
Suite 400
Charlotte, NC 28211
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
3/21/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/5/2021
B
Nevada 1/5/2021
B
Arizona 1/5/2021
B
New Hampshire 1/5/2021
B
California 1/5/2021
B
New Jersey 1/5/2021
B
Colorado 1/5/2021
B
New Mexico 1/5/2021
B
Connecticut 1/5/2021
B
New York 1/5/2021
B
Delaware 1/5/2021
B
North Carolina 10/22/2020
B
District of Columbia 1/5/2021
IA
North Carolina 10/22/2020
B
Florida 1/5/2021
B
Ohio 12/8/2020
B
Georgia 1/5/2021
B
Oklahoma 1/5/2021
B
Idaho 9/21/2022
B
Oregon 1/5/2021
B
Illinois 12/9/2020
B
Pennsylvania 1/5/2021
B
Indiana 12/5/2023
B
Rhode Island 10/9/2024
B
Iowa 1/5/2021
B
South Carolina 1/5/2021
B
Kansas 1/5/2021
B
Tennessee 1/5/2021
B
Kentucky 1/5/2021
B
Texas 1/5/2021
B
Louisiana 3/31/2023
IA
Texas 1/7/2021
B
Maine 1/5/2021
B
Utah 1/5/2021
B
Maryland 1/5/2021
B
Vermont 1/5/2021
B
Massachusetts 1/5/2021
B
Virginia 1/5/2021
B
Michigan 1/5/2021
B
Washington 1/5/2021
B
Minnesota 4/21/2023
B
Wisconsin 1/5/2021
B
Mississippi 1/5/2021
B
Wyoming 1/5/2021
B
Montana 1/5/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211
Registered with this firm since 10/22/2020
B
MORGAN STANLEY (CRD#:149777)
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211
Registered with this firm since 9/10/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.