Individual Firm
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Dayna Marie Smith
Dayna M Hillier, Dayna Marie Hillier, Dayna Smith
CRD#: 7286383
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STRATOS WEALTH ADVISORS LLCCRD#: 283816 29525 Chagrin Blvd
Suite 305
Pepper Pike, OH 44122
Suite 305
Pepper Pike, OH 44122
0
Disclosures
3
Years of Experience
View By:
State Registrations
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Ohio 4/10/2024
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Texas 4/10/2024
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Registered with this firm since 4/10/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/02/2022 - 01/24/2024 | CLEVELAND, OH | |
IA | 01/04/2022 - 01/24/2024 | Cleveland, OH | |
B | 01/03/2022 - 01/24/2024 | Cleveland, OH | |
B | 11/18/2021 - 01/24/2022 | BEACHWOOD, OH | |
IA | 01/21/2021 - 11/16/2021 | Mayfield Heights, OH | |
B | 01/20/2021 - 11/16/2021 | Mayfield Heights, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.