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La Shaun Howard
Shaun Howard
CRD#: 7286171
IA
Investment Adviser
B
Broker
SVB WEALTHCRD#: 172832 222 2nd Street
18th Floor
San Francisco, CA 94105
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 222 2nd Street
18th Floor
San Francisco, CA 94105
Registration History
20202021202220232024202520262 FIRMS2024 - Present (1 year)BSVB INVESTMENT SERVICES INC. (CRD# 168116)2020 - 2023 (3 years)
License(s)

State Registrations

B
California 1/12/2024

IA
California 1/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SVB WEALTH (CRD#:172832)
222 2nd Street 18th Floor, San Francisco, CA 94105
Registered with this firm since 1/12/2024

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
222 2nd Street 18th Floor, San Francisco, CA 94105
Registered with this firm since 1/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/14/2020 - 12/31/2023 SVB INVESTMENT SERVICES INC. (CRD#:168116) San Francisco, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.