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Katherine Grace Kiere
Katherine Grace Toon, Katherine Toon, Katie Grace Toon
CRD#: 7285213
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Weatherford, TX
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)IATD AMERITRADE, INC. (CRD# 7870)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 3/30/2023

B
Montana 3/30/2023

B
Alaska 4/3/2023

B
Nebraska 4/3/2023

B
Arizona 3/30/2023

B
Nevada 1/3/2024

B
Arkansas 3/30/2023

B
New Hampshire 3/30/2023

B
California 3/30/2023

B
New Jersey 3/30/2023

B
Colorado 3/30/2023

B
New Mexico 3/30/2023

B
Connecticut 3/30/2023

B
New York 3/30/2023

B
Delaware 3/30/2023

B
North Carolina 1/3/2024

B
District of Columbia 3/30/2023

B
North Dakota 3/30/2023

B
Florida 3/30/2023

B
Ohio 3/31/2023

B
Georgia 3/30/2023

B
Oklahoma 3/30/2023

B
Hawaii 3/30/2023

B
Oregon 4/11/2023

B
Idaho 3/30/2023

B
Pennsylvania 4/12/2023

B
Illinois 3/30/2023

B
Rhode Island 3/30/2023

B
Indiana 3/30/2023

B
South Carolina 3/30/2023

B
Iowa 3/30/2023

B
South Dakota 3/30/2023

B
Kansas 3/30/2023

B
Tennessee 3/30/2023

B
Kentucky 3/30/2023

B
Texas 3/30/2023

B
Louisiana 3/30/2023

IA
Texas 4/5/2023

B
Maine 3/30/2023

B
Utah 4/5/2023

B
Maryland 3/30/2023

B
Vermont 3/30/2023

B
Massachusetts 4/5/2023

B
Virginia 4/4/2023

B
Michigan 3/30/2023

B
Washington 3/30/2023

B
Minnesota 3/30/2023

B
West Virginia 5/15/2023

B
Mississippi 3/30/2023

B
Wisconsin 3/30/2023

B
Missouri 3/30/2023

B
Wyoming 3/30/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Weatherford, TX
Registered with this firm since 4/5/2023

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Weatherford, TX
Registered with this firm since 3/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/05/2021 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) Westlake, TX
IA
06/11/2021 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Southlake, TX
IA
06/11/2021 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.