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CARLOS MANUEL HERNANDEZ
CRD#: 7284031
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 5414 OBERLIN DR
SUITE 220
SAN DIEGO, CA 92121
SUITE 220
SAN DIEGO, CA 92121
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 5414 OBERLIN DR
SUITE 220
SAN DIEGO, CA 92121
SUITE 220
SAN DIEGO, CA 92121
0
Disclosures
3
Years of Experience
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State Registrations
B
California 5/1/2024
IA
California 5/2/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 6/11/2024
IA
Registered with this firm since 5/2/2024
B
Registered with this firm since 5/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/2022 - 06/07/2024 | SAN DIEGO, CA | |
B | 11/03/2023 - 05/09/2024 | SAN DIEGO, CA | |
B | 07/20/2023 - 11/03/2023 | SAN DIEGO, CA | |
B | 03/12/2021 - 12/14/2021 | RIVERSIDE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.