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DOUGLAS ANDREW SHARON
DOUGLAS A SHARON
CRD#: 728393
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 801 Brickell Avenue
Suite 2100
Miami, FL 33131
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1987 - 2008 (20 years)BL. F. ROTHSCHILD & CO. INCORPO... (CRD# 501)1984 - 1987 (3 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1984 (1 year)BFIRST NEW ENGLAND SECURITIES C... (CRD# 7107)1981 - 1982 (<1 year)BGILFORD SECURITIES INCORPORATED (CRD# 8076)1981 - 1981 (<1 year)IABEAR, STEARNS & CO. INC. (CRD# 79)2001 - 2008 (7 years)
Disclosure(s)
View By:
11/19/1997
Customer Dispute
Award / Judgment
12/1/1987
Customer Dispute
Settled
9/30/1983
Regulatory
Final
1/1/1981
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 7/18/2017

B
Nevada 7/18/2017

B
Arizona 7/18/2017

B
New Hampshire 7/18/2017

B
California 7/18/2017

B
New Jersey 7/18/2017

B
Colorado 1/13/2025

B
New York 7/18/2017

B
Connecticut 7/18/2017

B
Ohio 7/19/2017

B
Delaware 7/18/2017

B
Oregon 7/18/2017

B
District of Columbia 7/18/2017

B
Pennsylvania 7/18/2017

B
Florida 7/18/2017

B
Puerto Rico 3/28/2023

IA
Florida 7/19/2017

B
Rhode Island 7/18/2017

B
Georgia 7/25/2017

B
South Carolina 7/19/2017

B
Hawaii 7/19/2017

IA
Texas 9/25/2017

B
Illinois 7/18/2017

B
Texas 9/28/2017

B
Louisiana 7/18/2017

B
Utah 7/19/2017

B
Maine 7/18/2017

B
Vermont 7/18/2017

B
Maryland 7/18/2017

B
Virginia 7/18/2017

B
Massachusetts 7/21/2017

B
Washington 7/18/2017

B
Missouri 1/9/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
801 Brickell Avenue Suite 2100, Miami, FL 33131
Miami, FL
Registered with this firm since 7/19/2017

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
801 Brickell Avenue Suite 2100, Miami, FL 33131
Miami, FL
Registered with this firm since 7/18/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/20/2017 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
06/01/2009 - 07/20/2017 MORGAN STANLEY (CRD#:149777) MIAMI, FL
IA
03/17/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOSTON, MA
B
03/17/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOSTON, MA
IA
01/01/2001 - 04/23/2008 BEAR, STEARNS & CO. INC. (CRD#:79) BOSTON, MA
B
12/08/1987 - 04/23/2008 BEAR, STEARNS & CO. INC. (CRD#:79) BOSTON, MA
B
04/17/1984 - 12/21/1987 L. F. ROTHSCHILD & CO. INCORPORATED (CRD#:501)
B
05/04/1982 - 04/30/1984 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
11/25/1981 - 05/04/1982 FIRST NEW ENGLAND SECURITIES CORPORATION (CRD#:7107)
B
04/13/1981 - 10/01/1981 GILFORD SECURITIES INCORPORATED (CRD#:8076)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.