Individual Firm
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JOSEPH NICHOLAS ACCARDI
JOE ACCARDI
CRD#: 728322
IA
B
LPL FINANCIAL LLCCRD#: 6413 85 POST OFFICE PARK, STE. 8525
WILBRAHAM, MA 01095
WILBRAHAM, MA 01095
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9/4/2003
Customer Dispute
Settled
4/26/1993
Customer Dispute
Settled
3/3/1992
Customer Dispute
Settled
State Registrations
B
Arizona 11/30/2021
B
Montana 3/28/2022
B
California 11/30/2021
B
New Hampshire 12/6/2021
B
Colorado 12/2/2021
B
New Jersey 11/30/2021
B
Connecticut 12/1/2021
B
New York 11/30/2021
B
Delaware 3/28/2023
B
North Carolina 12/1/2021
B
Florida 11/30/2021
B
Ohio 11/30/2021
B
Georgia 10/1/2024
B
Pennsylvania 11/30/2021
B
Illinois 11/30/2021
B
Rhode Island 11/30/2021
B
Kansas 11/30/2021
B
South Carolina 12/13/2021
B
Kentucky 11/30/2021
B
Tennessee 11/30/2021
B
Maine 12/2/2021
B
Texas 7/28/2023
B
Maryland 11/30/2021
B
Utah 11/28/2023
B
Massachusetts 12/1/2021
B
Vermont 11/30/2021
IA
Massachusetts 12/9/2021
B
Virginia 11/30/2021
B
Minnesota 11/30/2021
B
Washington 11/30/2021
SRO Registrations
B
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IA
Registered with this firm since 12/9/2021
B
Registered with this firm since 11/30/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/08/2020 - 11/29/2021 | WILBRAHAM, MA | |
B | 05/30/2008 - 11/29/2021 | WILBRAHAM, MA | |
IA | 01/03/2007 - 11/12/2020 | WILBRAHAM, MA | |
B | 08/15/1994 - 05/30/2008 | WILBRAHAM, MA | |
IA | 09/10/1994 - 01/03/2007 | WILBRAHAM, MA | |
B | 07/05/1991 - 08/15/1994 | LOS ANGELES, CA | |
B | 04/11/1981 - 03/05/1991 | NEW YORK, NY | |
B | 07/28/1982 - 06/27/1983 |
WILBRAHAM, MA
09/10/1994 - 01/03/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.