DiaVante Jamario Brown - Investment Adviser at BEACON CAPITAL MANAGEMENT, INC.

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Detailed ReportReport

DiaVante Jamario Brown

DiaVante Brown

CRD#: 7281016

Investment Adviser

Broker

BEACON CAPITAL MANAGEMENT, INC.CRD#: 120641

HIGH POINT, NC

SAMMONS FINANCIAL NETWORK, LLCCRD#: 158538

HIGH POINT, NC

Registration History

Disclosure(s)

View By:

12/28/2022

Financial

Final

License(s)

State Registrations

North Carolina 4/11/2024

North Carolina 4/12/2024

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

BEACON CAPITAL MANAGEMENT, INC. (CRD#:120641)

HIGH POINT, NC

Registered with this firm since 4/11/2024

SAMMONS FINANCIAL NETWORK, LLC (CRD#:158538)

HIGH POINT, NC

Registered with this firm since 4/10/2024

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	09/29/2022 - 03/15/2024	INVESTMENT DISTRIBUTORS, INC. (CRD#:35490)	BIRMINGHAM, AL
IA	04/01/2022 - 09/13/2022	PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685)	CHARLOTTE, NC
B	04/01/2022 - 09/13/2022	PRUCO SECURITIES, LLC. (CRD#:5685)	CHARLOTTE, NC
IA	03/10/2021 - 04/04/2022	BANKERS LIFE ADVISORY SERVICES, INC. (CRD#:281285)	GREENSBORO, NC
B	01/06/2021 - 04/04/2022	BANKERS LIFE SECURITIES, INC. (CRD#:173962)	GREENSBORO, NC

INVESTMENT DISTRIBUTORS, INC. (CRD#:35490)

BIRMINGHAM, AL

09/29/2022 - 03/15/2024

PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685)

CHARLOTTE, NC

04/01/2022 - 09/13/2022

PRUCO SECURITIES, LLC. (CRD#:5685)

CHARLOTTE, NC

04/01/2022 - 09/13/2022

BANKERS LIFE ADVISORY SERVICES, INC. (CRD#:281285)

GREENSBORO, NC

03/10/2021 - 04/04/2022

BANKERS LIFE SECURITIES, INC. (CRD#:173962)

GREENSBORO, NC

01/06/2021 - 04/04/2022

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.