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Detailed Report
ANTONIO SEPULVEDA JR.
ANTONIO SEPULVEDA JR, Antonio Sepulveda
CRD#: 7280413
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 AZUSA, CA
Registration History
20202021202220232024202520262 FIRMS2020 - 2020 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (3 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - 2025 (3 years)
License(s)

State Registrations

B
Alabama 2/22/2022
B
Montana 2/22/2022
B
Alaska 2/22/2022
B
Nebraska 2/22/2022
B
Arizona 2/22/2022
B
Nevada 2/22/2022
B
Arkansas 2/22/2022
B
New Hampshire 2/22/2022
B
California 2/22/2022
B
New Jersey 2/22/2022
IA
California 3/31/2025
B
New Mexico 2/22/2022
B
Colorado 2/22/2022
B
New York 2/22/2022
B
Connecticut 2/22/2022
B
North Carolina 2/22/2022
B
Delaware 2/22/2022
B
North Dakota 2/22/2022
B
District of Columbia 2/22/2022
B
Ohio 2/23/2022
B
Florida 2/22/2022
B
Oklahoma 2/22/2022
B
Georgia 2/22/2022
B
Oregon 2/22/2022
B
Hawaii 2/22/2022
B
Pennsylvania 2/22/2022
B
Idaho 2/22/2022
B
Puerto Rico 2/22/2022
B
Illinois 2/22/2022
B
Rhode Island 2/22/2022
B
Indiana 2/22/2022
B
South Carolina 2/22/2022
B
Iowa 2/22/2022
B
South Dakota 2/22/2022
B
Kansas 2/22/2022
B
Tennessee 2/22/2022
B
Kentucky 2/22/2022
B
Texas 2/22/2022
B
Louisiana 2/22/2022
B
Utah 2/22/2022
B
Maine 2/22/2022
B
Vermont 2/22/2022
B
Maryland 2/22/2022
B
Virgin Islands 2/22/2022
B
Massachusetts 2/22/2022
B
Virginia 2/22/2022
B
Michigan 2/22/2022
B
Washington 2/22/2022
B
Minnesota 2/22/2022
B
West Virginia 2/22/2022
B
Mississippi 2/22/2022
B
Wisconsin 2/22/2022
B
Missouri 2/22/2022
B
Wyoming 2/22/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
AZUSA, CA
Registered with this firm since 2/22/2022
Previous Registration(s)
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IA
 03/16/2022 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
IA
 09/25/2020 - 10/29/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
 08/20/2020 - 10/29/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.