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Detailed Report
Steven Marroquin
Steven J Marroquin, Steven Joshua Marroquin
CRD#: 7276710
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7141 PACIFIC BLVD
HUNTINGTON PARK, CA 90255
Registration History
20202021202220232024202520262 FIRMS2025 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2024 (2 years)BMUTUAL OF AMERICA SECURITIES LLC (CRD# 27878)2020 - 2022 (2 years)BMUTUAL OF AMERICA LIFE INSURAN... (CRD# 15356)2020 - 2020 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - 2024 (1 year)
License(s)

State Registrations

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California 1/8/2025
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Texas 1/8/2025
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California 1/8/2025
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Texas 1/8/2025

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
7141 PACIFIC BLVD, HUNTINGTON PARK, CA 90255
5932 PACIFIC BLVD, HUNTINGTON PARK,, CA 90255
Registered with this firm since 1/8/2025
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7141 PACIFIC BLVD, HUNTINGTON PARK, CA 90255
5932 PACIFIC BLVD, HUNTINGTON PARK,, CA 90255
Registered with this firm since 1/8/2025
Previous Registration(s)
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 01/24/2023 - 12/16/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
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 11/10/2022 - 12/16/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
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 09/24/2020 - 09/12/2022 MUTUAL OF AMERICA SECURITIES LLC (CRD#:27878) LONG BEACH, CA
B
 09/22/2020 - 11/23/2020 MUTUAL OF AMERICA LIFE INSURANCE COMPANY (CRD#:15356) LONG BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.