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Detailed Report
JOHN TERRY UNDERWOOD III
CRD#: 7274992
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 1368 PASEO VERDE PKWY
STE. 100
HENDERSON, NV 89012
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Nevada 1/17/2023
B
Oklahoma 7/24/2024
IA
Nevada 1/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1368 PASEO VERDE PKWY STE. 100, HENDERSON, NV 89012
3755 BREAKTHROUGH WAY #305, LAS VEGAS, NV 89135
Registered with this firm since 1/31/2023
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1368 PASEO VERDE PKWY STE. 100, HENDERSON, NV 89012
3755 BREAKTHROUGH WAY #305, LAS VEGAS, NV 89135
Registered with this firm since 1/17/2023
Previous Registration(s)
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IA
 06/01/2022 - 01/06/2023 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Las Vegas, NV
B
 05/16/2022 - 01/06/2023 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Las Vegas, NV
IA
 10/27/2020 - 04/23/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Las Vegas, NV
B
 08/13/2020 - 04/23/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.