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James Gratum Adelman
James Adelman
CRD#: 7273540
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
PBIG - BOSTON PRIVATE WEALTH CTR
BOSTON, MA 02110
Registration History
AprJulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 9/16/2024

B
Nebraska 9/16/2024

B
Alaska 9/16/2024

B
Nevada 9/16/2024

B
Arizona 9/16/2024

B
New Hampshire 9/16/2024

B
Arkansas 9/16/2024

B
New Jersey 9/16/2024

B
California 9/16/2024

B
New Mexico 9/16/2024

B
Colorado 9/16/2024

B
New York 9/16/2024

B
Connecticut 4/11/2024

B
North Carolina 9/16/2024

IA
Connecticut 4/11/2024

B
North Dakota 9/16/2024

B
Delaware 9/16/2024

B
Ohio 9/16/2024

B
District of Columbia 9/16/2024

B
Oklahoma 9/16/2024

B
Florida 9/16/2024

B
Oregon 9/16/2024

B
Georgia 9/16/2024

B
Pennsylvania 9/16/2024

B
Hawaii 9/16/2024

B
Puerto Rico 9/16/2024

B
Idaho 9/16/2024

B
Rhode Island 9/16/2024

B
Illinois 9/16/2024

B
South Carolina 9/16/2024

B
Indiana 9/16/2024

B
South Dakota 9/16/2024

B
Iowa 9/16/2024

B
Tennessee 9/16/2024

B
Kansas 9/16/2024

B
Texas 9/16/2024

B
Kentucky 9/16/2024

IA
Texas 10/3/2024

B
Louisiana 9/16/2024

B
Utah 9/16/2024

B
Maine 9/16/2024

B
Vermont 9/16/2024

B
Maryland 9/16/2024

B
Virgin Islands 9/16/2024

B
Massachusetts 11/21/2023

B
Virginia 9/16/2024

B
Michigan 9/16/2024

B
Washington 9/16/2024

B
Minnesota 9/16/2024

B
West Virginia 9/16/2024

B
Mississippi 9/16/2024

B
Wisconsin 9/16/2024

B
Missouri 9/16/2024

B
Wyoming 9/16/2024

B
Montana 9/16/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST PBIG - BOSTON PRIVATE WEALTH CTR, BOSTON, MA 02110
Registered with this firm since 4/11/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST PBIG - BOSTON PRIVATE WEALTH CTR, BOSTON, MA 02110
Registered with this firm since 3/8/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.