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Detailed Report
Russell P Zamloot
CRD#: 7272040
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 185 Fairfield Ave #4C
West Caldwell, NJ 07006
LPL FINANCIAL LLCCRD#: 6413 185 FAIRFIELD AVE, #4C
WEST CALDWELL, NJ 07006
Registration History
20202021202220232024202520262 FIRMS2020 - 2022 (2 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
New Jersey 1/22/2024
IA
New Jersey 1/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
185 Fairfield Ave #4C, West Caldwell, NJ 07006
Registered with this firm since 1/23/2024
B
LPL FINANCIAL LLC (CRD#:6413)
185 FAIRFIELD AVE, #4C, WEST CALDWELL, NJ 07006
Registered with this firm since 1/22/2024
Previous Registration(s)
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IA
 12/14/2020 - 12/19/2022 AVANTAX ADVISORY SERVICES (CRD#:104556) VERONA, NJ
B
 10/02/2020 - 12/19/2022 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) VERONA, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.