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ANDREW ARGEN
ANDREW J ARGEN, Andrew Argen
CRD#: 7269256
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
ST. PETERSBURG, FL 33716
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Disclosures
4
Years of Experience
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State Registrations
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Alabama 4/26/2023
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Montana 4/26/2023
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Alaska 4/26/2023
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Nebraska 4/26/2023
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Arizona 4/26/2023
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Nevada 4/26/2023
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Arkansas 4/26/2023
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New Hampshire 4/26/2023
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California 4/26/2023
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New Jersey 4/26/2023
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Colorado 4/26/2023
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New Mexico 4/26/2023
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Connecticut 4/26/2023
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New York 4/26/2023
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Delaware 4/26/2023
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North Carolina 4/27/2023
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District of Columbia 4/26/2023
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North Dakota 4/26/2023
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Florida 3/28/2023
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Ohio 4/26/2023
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Florida 3/29/2023
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Oklahoma 4/26/2023
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Georgia 4/26/2023
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Oregon 4/26/2023
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Hawaii 4/26/2023
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Pennsylvania 4/26/2023
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Idaho 4/26/2023
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Puerto Rico 4/26/2023
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Illinois 4/26/2023
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Rhode Island 4/26/2023
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Indiana 4/26/2023
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South Carolina 4/26/2023
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Iowa 4/26/2023
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South Dakota 4/26/2023
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Kansas 4/26/2023
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Tennessee 6/12/2023
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Kentucky 4/26/2023
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Texas 4/26/2023
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Louisiana 4/26/2023
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Utah 4/26/2023
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Maine 4/26/2023
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Vermont 4/26/2023
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Maryland 4/26/2023
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Virgin Islands 4/26/2023
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Massachusetts 4/26/2023
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Virginia 4/26/2023
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Michigan 4/26/2023
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Washington 4/26/2023
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Minnesota 4/26/2023
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West Virginia 4/26/2023
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Mississippi 4/26/2023
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Wisconsin 4/26/2023
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Missouri 4/26/2023
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Wyoming 4/26/2023
SRO Registrations
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Registered with this firm since 3/29/2023
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Registered with this firm since 3/28/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/19/2023 - 03/14/2023 | GREENWOOD VILLAGE, CO | |
IA | 07/31/2020 - 12/16/2022 | Tampa, FL | |
B | 07/27/2020 - 12/16/2022 | Tampa, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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