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Adrian Jan Kula
ADRIAN KULA, Adrian J Kula
CRD#: 7267742
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 1510 PALOS VERDES MALL, STE A
WALNUT CREEK, CA 94597
WALNUT CREEK, CA 94597
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Disclosures
4
Years of Experience
View By:
State Registrations
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Arizona 9/26/2024
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New Jersey 9/17/2024
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California 1/11/2024
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New York 7/30/2024
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California 1/11/2024
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North Carolina 1/11/2024
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Illinois 10/28/2024
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Oregon 9/26/2024
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Kansas 9/26/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/11/2024
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Registered with this firm since 1/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/14/2020 - 01/09/2024 | SAN FRANCISCO, CA | |
IA | 12/01/2020 - 12/31/2023 | SAN FRANCISCO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.