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Detailed Report
BONI JIANG
CRD#: 7267127
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 410 S CASCADE AVE
COLORADO SPRINGS, CO 80903
Registration History
20202021202220232024202520262 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Arizona 3/18/2022
B
New Jersey 3/18/2022
B
California 3/18/2022
B
New Mexico 3/18/2022
B
Colorado 3/18/2022
B
Oklahoma 3/18/2022
IA
Colorado 3/18/2022
B
Oregon 3/18/2022
B
Florida 3/18/2022
B
South Dakota 3/18/2022
B
Hawaii 2/21/2024
B
Texas 3/18/2022
B
Illinois 3/18/2022
IA
Texas 3/18/2022
B
Kansas 3/18/2022
B
Utah 3/18/2022
B
Maryland 3/18/2022
B
Washington 3/18/2022
B
Michigan 3/18/2022
B
West Virginia 6/22/2023
B
Missouri 9/8/2023
B
Wyoming 3/18/2022
B
Montana 11/29/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
410 S CASCADE AVE, COLORADO SPRINGS, CO 80903
5190 N ACADEMY BLVD, COLORADO SPRINGS, CO 80918
Registered with this firm since 3/18/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
410 S CASCADE AVE, COLORADO SPRINGS, CO 80903
5190 N ACADEMY BLVD, COLORADO SPRINGS, CO 80918
Registered with this firm since 3/18/2022
Previous Registration(s)
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IA
 10/02/2020 - 02/04/2022 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Colorado Springs, CO
B
 08/28/2020 - 02/04/2022 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Colorado Springs, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.