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EDWARD JOSEPH FLESCH
CRD#: 726610
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 415 N. FRANKLIN
DECATUR, IL 62523
Registration History
198519901995200020052010201520202025IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1998 - Present (27 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1988 - Present (36 years)BROWLAND, SIMON & CO. (CRD# 21666)1988 - 1988 (<1 year)BR. ROWLAND & CO., INCORPORATED (CRD# 911)1981 - 1988 (6 years)
Disclosure(s)
View By:
5/26/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/30/2018

B
Nevada 2/1/2012

B
Arizona 1/4/2024

B
New York 1/5/2024

B
California 11/18/1988

B
North Carolina 3/27/2014

B
Florida 3/11/1999

B
Ohio 9/10/1998

B
Georgia 10/7/2010

B
Oregon 6/27/2024

B
Illinois 1/3/1994

B
Pennsylvania 6/10/2021

IA
Illinois 1/2/1998

B
South Carolina 4/15/2003

B
Indiana 11/18/2020

B
Tennessee 4/25/2018

B
Kentucky 11/15/2023

B
Texas 5/7/2001

B
Massachusetts 1/20/2000

IA
Texas 7/30/2019

B
Michigan 6/7/2019

B
Wisconsin 5/8/2008

B
Missouri 9/9/1997

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
415 N. FRANKLIN, DECATUR, IL 62523
Registered with this firm since 1/2/1998

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
415 N. FRANKLIN, DECATUR, IL 62523
Registered with this firm since 11/18/1988

Previous Registration(s)
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B
02/01/1988 - 11/18/1988 ROWLAND, SIMON & CO. (CRD#:21666)
B
03/23/1981 - 02/01/1988 R. ROWLAND & CO., INCORPORATED (CRD#:911)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.