• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NICHOLAS MATTHEW RUTH
Nicholas Ruth
CRD#: 7265810
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
Registration History
2020202120222023202420252 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 10/7/2020

B
Nebraska 10/7/2020

B
Alaska 10/7/2020

B
Nevada 10/7/2020

B
Arizona 10/7/2020

B
New Hampshire 10/7/2020

B
Arkansas 10/7/2020

B
New Jersey 10/7/2020

B
California 10/7/2020

B
New Mexico 10/7/2020

B
Colorado 10/7/2020

B
New York 10/7/2020

B
Connecticut 10/7/2020

B
North Carolina 10/7/2020

B
Delaware 10/7/2020

B
North Dakota 10/7/2020

B
District of Columbia 10/7/2020

B
Ohio 10/8/2020

B
Florida 10/7/2020

B
Oklahoma 10/7/2020

B
Georgia 10/7/2020

B
Oregon 10/7/2020

B
Hawaii 10/7/2020

B
Pennsylvania 10/7/2020

B
Idaho 10/7/2020

B
Puerto Rico 10/7/2020

B
Illinois 10/7/2020

B
Rhode Island 10/7/2020

B
Indiana 10/7/2020

B
South Carolina 10/7/2020

B
Iowa 10/7/2020

B
South Dakota 10/7/2020

B
Kansas 10/7/2020

B
Tennessee 10/7/2020

B
Kentucky 10/7/2020

B
Texas 10/6/2020

B
Louisiana 10/7/2020

IA
Texas 10/7/2020

B
Maine 10/7/2020

B
Utah 10/7/2020

B
Maryland 10/7/2020

B
Vermont 10/7/2020

B
Massachusetts 10/7/2020

B
Virginia 10/7/2020

B
Michigan 10/7/2020

B
Washington 10/7/2020

B
Minnesota 10/7/2020

B
West Virginia 10/7/2020

B
Mississippi 10/7/2020

B
Wisconsin 10/7/2020

B
Missouri 10/7/2020

B
Wyoming 10/7/2020

B
Montana 10/7/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 10/7/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
IRVING, TX
Registered with this firm since 9/9/2020

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.