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Detailed Report
DAVID THOMAS WALLACE
CRD#: 7265640
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 1110 MONTLIMAR DRIVE
SUITE 420
MOBILE, AL 36609
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 6/13/2023
B
New Jersey 2/7/2025
IA
Alabama 6/14/2023
B
New York 8/7/2024
B
Colorado 6/23/2023
B
Ohio 6/26/2023
IA
Colorado 6/30/2023
IA
Ohio 6/26/2023
B
Florida 1/26/2024
B
Pennsylvania 2/19/2024
IA
Florida 11/12/2024
IA
Pennsylvania 2/19/2024
B
Georgia 1/8/2025
B
South Carolina 2/7/2025
B
Illinois 6/17/2024
B
Tennessee 3/14/2024
B
Indiana 7/11/2023
B
Texas 6/23/2023
B
Maryland 8/2/2023
IA
Texas 6/23/2023
IA
Maryland 5/10/2024
B
Virginia 6/28/2023
B
Michigan 6/28/2023
IA
Virginia 6/28/2023
IA
Michigan 6/28/2023
B
Wisconsin 8/30/2023
B
Mississippi 10/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
1110 MONTLIMAR DRIVE SUITE 420, MOBILE, AL 36609
Registered with this firm since 6/14/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
1110 MONTLIMAR DRIVE SUITE 420, MOBILE, AL 36609
Registered with this firm since 4/28/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.