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Detailed Report
KIMBERLY R TAYLOR
KIMBERLY R OOSTMAN-TAYLOR, Kimberly R Oostman, Kimberly R Oostman Taylor
CRD#: 7264841
IA
Investment Adviser
B
Broker
THE WEALTH CONSULTING GROUPCRD#: 173194 4901 McLeod NE Suite D
Albuquerque, NM 87109
LPL FINANCIAL LLCCRD#: 6413 4901 MCLEOD NE SUITE D
ALBUQUERQUE, NM 87109
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
New Mexico 6/9/2021
IA
New York 1/21/2025
IA
New Mexico 8/2/2021
IA
Texas 1/21/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE WEALTH CONSULTING GROUP (CRD#:173194)
4901 McLeod NE Suite D, Albuquerque, NM 87109
Registered with this firm since 8/2/2021
B
LPL FINANCIAL LLC (CRD#:6413)
4901 MCLEOD NE SUITE D, ALBUQUERQUE, NM 87109
Registered with this firm since 4/7/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.