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Detailed Report
JOSEPH STUART MYERS
JOE MYERS
CRD#: 726436
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 307 Fellowship Road
SUite 202
Mount Laurel, NJ 08054
Registration History
1985199019952000200520102015202020252 FIRMS2016 - Present (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2016 (7 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2008 (10 years)BCIBC OPPENHEIMER CORP. (CRD# 630)1987 - 1998 (10 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1987 (5 years)BADVEST, INC. (CRD# 10)1981 - 1982 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2016 (7 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
Disclosure(s)
View By:
1/7/2009
Customer Dispute
Denied
4/20/1999
Customer Dispute
Denied
License(s)

State Registrations

B
California 2/26/2016
IA
New Jersey 3/1/2016
B
Florida 12/7/2020
B
New York 2/26/2016
B
Massachusetts 2/26/2016
B
Pennsylvania 2/26/2016
B
New Jersey 2/26/2016
B
Virginia 8/22/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
307 Fellowship Road SUite 202, Mount Laurel, NJ 08054
Registered with this firm since 3/1/2016
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
307 Fellowship Road SUite 202, Mount Laurel, NJ 08054
Registered with this firm since 2/26/2016
Previous Registration(s)
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IA
 01/12/2009 - 03/01/2016 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MARLTON, NJ
B
 08/19/2008 - 03/01/2016 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MARLTON, NJ
IA
 12/22/2008 - 01/12/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MARLTON, NJ
B
 06/30/1998 - 08/21/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PHILADELPHIA, PA
B
 08/25/1987 - 07/21/1998 CIBC OPPENHEIMER CORP. (CRD#:630) NEW YORK, NY
B
 01/18/1982 - 09/01/1987 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
 03/23/1981 - 01/26/1982 ADVEST, INC. (CRD#:10)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.