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Detailed Report
BRITA RAE HOUTZ
BRITA RAE BOTBYL, BRITA HOUTZ
CRD#: 7264344
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2052 SOUTH MAIN ST
MILAN, TN 38358
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2052 SOUTH MAIN ST
MILAN, TN 38358
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Tennessee 11/20/2020
IA
Tennessee 11/20/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2052 SOUTH MAIN ST, MILAN, TN 38358
Registered with this firm since 11/20/2020
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
2052 SOUTH MAIN ST, MILAN, TN 38358
Registered with this firm since 9/9/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.