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JOHN PATRICK SINCLAIR
CRD#: 7263983
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 BAYBROOK MALL
18710 GULF FREEWAY
FRIENDSWOOD, TX 77546
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BAYBROOK MALL
18710 GULF FREEWAY
FRIENDSWOOD, TX 77546
Registration History
2020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2020 - 2021 (1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 10/31/2024

B
New Mexico 12/20/2021

B
Arkansas 12/20/2021

B
North Carolina 12/5/2024

B
California 12/20/2021

B
North Dakota 8/22/2024

B
Illinois 12/20/2021

B
Oklahoma 12/20/2021

B
Louisiana 12/20/2021

B
Texas 12/20/2021

B
Maine 12/5/2024

IA
Texas 1/4/2022

B
Missouri 3/2/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
BAYBROOK MALL 18710 GULF FREEWAY, FRIENDSWOOD, TX 77546
Registered with this firm since 1/4/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BAYBROOK MALL 18710 GULF FREEWAY, FRIENDSWOOD, TX 77546
HOUSTON, TX
Registered with this firm since 12/20/2021

Previous Registration(s)
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IA
02/04/2021 - 11/16/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
08/17/2020 - 11/16/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.