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JAMES BERNARD CANNAN
CRD#: 726290
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 4829 MIDDAUGH AVE
DOWNERS GROVE, IL 60515
Registration History
19801985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2007 (13 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)BHAMILTON INVESTMENTS, INC. (CRD# 821)1990 - 1992 (2 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1982 - 1990 (7 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1980 - 1982 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2007 (6 years)
Disclosure(s)
View By:
11/22/2005
Customer Dispute
Denied
6/27/1997
Customer Dispute
Settled
4/29/1997
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arkansas 8/26/2016

B
Kansas 8/26/2016

B
California 8/26/2016

B
Michigan 8/26/2016

B
District of Columbia 11/7/2018

B
Minnesota 6/12/2018

B
Florida 11/9/2021

B
Virginia 8/26/2016

B
Illinois 8/26/2016

B
Wisconsin 8/2/2018

IA
Illinois 8/26/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
4829 MIDDAUGH AVE, DOWNERS GROVE, IL 60515
Registered with this firm since 8/26/2016

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
4829 MIDDAUGH AVE, DOWNERS GROVE, IL 60515
Registered with this firm since 8/26/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 09/22/2016 MORGAN STANLEY (CRD#:149777) LISLE, IL
B
06/01/2009 - 09/22/2016 MORGAN STANLEY (CRD#:149777) LISLE, IL
IA
04/30/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LISLE, IL
B
04/27/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LISLE, IL
IA
01/16/2001 - 05/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OAKBROOK TERRACE, IL
B
07/31/1993 - 05/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OAKBROOK TERRACE, IL
B
07/24/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
01/15/1990 - 07/13/1992 HAMILTON INVESTMENTS, INC. (CRD#:821)
B
11/23/1982 - 01/30/1990 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
12/23/1980 - 12/16/1982 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.