Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Alfredo Daniel Ercilla
Alfredo Ercilla, Alfredo Daniel Ercilla Orrillo
CRD#: 7262394
IA
Investment Adviser
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 1837 Richmond Avenue
Staten Island, NY 10314
Registration History
2020202120222023202420252026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2020 - Present (4 years)
License(s)

State Registrations

IA
Connecticut 3/29/2021
IA
New York 3/12/2021
IA
Delaware 9/14/2022
IA
North Carolina 2/11/2022
IA
Florida 8/29/2023
IA
Pennsylvania 9/14/2022
IA
New Jersey 7/29/2020
IA
Virginia 9/14/2022
Current Registration(s)
IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
1837 Richmond Avenue, Staten Island, NY 10314
Registered with this firm since 7/29/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.