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Alfredo Daniel Ercilla
Alfredo Ercilla, Alfredo Daniel Ercilla Orrillo
CRD#: 7262394
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Investment Adviser
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 1837 Richmond Avenue
Staten Island, NY 10314
Registration History
2020202120222023202420252026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2020 - Present (4 years)
License(s)

State Registrations

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Connecticut 3/29/2021

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New York 3/12/2021

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Delaware 9/14/2022

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North Carolina 2/11/2022

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Florida 8/29/2023

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Pennsylvania 9/14/2022

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New Jersey 7/29/2020

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Virginia 9/14/2022

Current Registration(s)
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TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
1837 Richmond Avenue, Staten Island, NY 10314
Registered with this firm since 7/29/2020

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.