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CLAIRE ALEXANDRIA WILSON
Claire A Wilson, Claire Wilson
CRD#: 7261646
IA
B
FROST INVESTMENT SERVICESCRD#: 286129 401 CONGRESS AVE
AUSTIN, TX 78701
AUSTIN, TX 78701
FROST BROKERAGE SERVICES, INC.CRD#: 17465 401 CONGRESS AVENUE
AUSTIN, TX 78701
AUSTIN, TX 78701
0
Disclosures
3
Years of Experience
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State Registrations
B
Arizona 1/19/2024
B
Nevada 1/19/2024
B
California 1/19/2024
B
New Mexico 1/19/2024
B
Connecticut 1/19/2024
B
North Carolina 1/19/2024
B
Florida 1/19/2024
B
Texas 12/18/2023
IA
Florida 10/9/2024
IA
Texas 12/18/2023
B
Georgia 1/19/2024
B
Washington 1/19/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/18/2023
B
Registered with this firm since 12/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/10/2022 - 12/12/2023 | BOWLING GREEN, KY | |
B | 02/04/2022 - 12/12/2023 | BOWLING GREEN, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.